Douglas A. Troszak
Professional summary
Douglas Allen Troszak was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Douglas had worked at 2 firms, which includes NORTH WOODWARD FINANCIAL CORP., GREGORY J. SCHWARTZ & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2000 - August 12, 2014
NORTH WOODWARD FINANCIAL CORP.
May 18, 1992 - December 12, 2000
GREGORY J. SCHWARTZ & CO., INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 7/17/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NORTH WOODWARD FINANCIAL CORP.
CRD#: 104097 / SEC#: , 8-52557
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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