Daniel P. Ostlund

PINKERTON WEALTH PARTNERS

UNIVERSITY PLACE, WA

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CRD#: 2219755

Professional summary

Daniel P Ostlund, who also goes by Dan Ostlund, Daniel Philip Ostlund, is a registered financial advisor currently at PINKERTON WEALTH PARTNERS located in University Place, Washington.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Ostlund | Daniel Philip Ostlund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales-Agent, Investment Related, Start 1-1-1987, 40 hrs/mo, 30 hrs during trading hours, 4115D Bridgeport Way West, University Place, WA 98466, Nature: Fixed Indexed Annuities Sales, Position: Agent, Duties: Insurance sales and service as a part of an overall client retirement plan. Pinkerton Wealth Partners dba for advisory services since 08/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P Ostlund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2023 - Present

PINKERTON WEALTH PARTNERS

RIA

CRD#: 120973

UNIVERSITY PLACE, WA

Past

March 8, 2022 - March 7, 2023

CPR INVESTMENTS INC

RIA

CRD#: 139067

UNIVERSITY PLACE, WA

Past

November 16, 2021 - March 17, 2022

TACTIVE ADVISORS, LLC

RIA

CRD#: 309311

University Place, WA

Past

December 7, 2020 - March 17, 2022

CAPITAL MANAGEMENT SERVICES, INC.

RIA

CRD#: 118260

University Place, WA

Past

April 6, 2020 - December 10, 2020

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

University Place, WA

Past

July 3, 2019 - December 10, 2020

WORLD EQUITY GROUP, INC.

CRD#: 29087

University Place, WA

Past

April 24, 2017 - July 23, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

University Place, WA

Past

January 22, 2014 - May 15, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

TACOMA, WA

Past

November 11, 2011 - January 27, 2014

NATIONAL PLANNING CORPORATION

CRD#: 29604

TACOMA, WA

Past

March 30, 2009 - November 15, 2011

INVEST FINANCIAL CORPORATION

CRD#: 12984

RENTON, WA

Past

April 7, 2004 - April 3, 2009

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

UNIVERSITY PLACE, WA

Past

December 4, 1995 - April 8, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 14, 1994 - November 14, 1995

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

October 20, 1993 - March 18, 1994

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

January 7, 1993 - October 18, 1993

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

March 18, 1992 - April 29, 1992

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/16/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

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Contact information

Main Address

2000 John Loop, Coeur D'alene, ID 83814

Mailing Address

Phone number

(800) 634-2008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B COMBINED DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	677
AUM (Assets Under Management)	$ 1,253,817,854

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel P. Ostlund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P Ostlund's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPR INVESTMENTS INC

TACTIVE ADVISORS, LLC

CAPITAL MANAGEMENT SERVICES, INC.

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

TAYLOR CAPITAL MANAGEMENT INC.

AMERITAS INVESTMENT COMPANY, LLC

NATIONAL PLANNING CORPORATION

INVEST FINANCIAL CORPORATION

PLANMEMBER SECURITIES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

PACIFIC WEST SECURITIES, INC.

ARAGON FINANCIAL SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

PINKERTON WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Series 63

Date: 3/16/1992

SIE

Date: 10/1/2018

Series 6

Date: 3/16/1992

Current Firm

PINKERTON WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINKERTON WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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