DT
Daniel E. Tapia
REMBRANDT FINANCIAL GROUP LLC
Austin, TX 78746
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CRD#: 2219749
DT
Professional summary
Daniel Enrique Tapia, CFP®, who also goes by Daniel Tapia, is a registered financial advisor currently at REMBRANDT FINANCIAL GROUP LLC located in Austin, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Tapia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/25/2016 - Valois, LLC - Investment Related - Austin, TX - Real Estate Rental - Started 06/16/2016 - 0 Hours Per Month - Co-manager/ co-owner with wife. 2. 8/25/2016 - Rembrandt Tax Advisors, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/16/16 - 0 Hours Per Month. 3. 8/25/2016 - Rembrandt Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/16/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 4. 8/25/2016 - No Business Name - Investment Related - At Reported Business Location(s)- Non-Variable Insurance - Started 06/16/16 - 8 Hours Per Month/1 Hour During Securities Trading - Time Spent 5% - LTC, LIfe, Fixed, Health & Disability. 5. 6/22/2021 - Lakeway Brats, LLC - Investment Related - 11610 Uplands Ridge Drive, Austin TX 78738 - Real Estate Rental - Started 09/01/2020 - 2 Hours Per Month/0 Hours During Securities Trading - My wife and I bought a house along two other couples for our daugters to live in while attending college. 6. 6/22/2021 - Rembrant Real Estate, LLC - Investment Related - 11610 Uplands Ridge Drive, Bee Cave Tx 78738; and 248 Addie Roy Suite C-104 Austin, TX 78746 - Real Estate Rental - Owner - Started 11/30/2016 - 0 Hours Per Month. 7. 7/9/2021 - Selva Tapia Holdings - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 6/30/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Will own a house in Tulum, Mexico being purchased in July 2021. 8. 7/9/2021 - CarVespa Tulum - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 5/31/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Car and scooter rental revenue. 9. 09/15/2021 - TapMex Holdings, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 05/05/2021 - 5 Hours Per Month/0 Hours During Securities Trading - INCOME FROM A RENTAL HOUSE AS WELL AS A CAR AND SCOOTER COMPANY.. Valois, LLC-Real estate rental-Co-owner/manager with wife. Not actively managing. Rembrandt Real Estate, LLC-Owns commercial real estate rented to RFG. CarVespa Tulum-Owner of car and scooter rental business in Mexico. Selva Tapia Holdings-Business that owns a house in Tulum. Will also hold a majority of a land investment company being set up in Tulum. TapMex Holdings, LLC-Will receive income from rental house in Tulum. BalamKu USA, LLC-24% owner of entity that will receive money from sale of residential lots sold in Tulum. Gaia de Jade-34% owner of entity that will receive income from the sale of land and residential lots in Tulum. Lakeway Brats, LLC-Holds a rental house for multiple family's kids while in college. Used for protection reasons.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Enrique Tapia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 15, 2022 - Present
REMBRANDT FINANCIAL GROUP LLC
Office #1: 248 Addie Roy Road Suite C 103, Austin, TX 78746RIA
CRD#: 318415
Austin, TX
Past
August 25, 2016 - April 7, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
AUSTIN, TX
Past
August 25, 2016 - April 7, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
AUSTIN, TX
Past
January 4, 2005 - August 26, 2016
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
AUSTIN, TX
Past
November 30, 2004 - August 26, 2016
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
AUSTIN, TX
Past
June 16, 1992 - July 15, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
May 1, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 1, 1992 - July 15, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REMBRANDT FINANCIAL GROUP LLC
REMBRANDT FINANCIAL GROUP LLC | REMBRANDT FINANCIAL GROUP, LLC
CRD#: 318415 / SEC#: 801-123166
RIA
Registered Investment Advisory firm - (2/9/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RF
REMBRANDT FINANCIAL GROUP LLC
REMBRANDT FINANCIAL GROUP LLC | REMBRANDT FINANCIAL GROUP, LLC
CRD#: 318415 / SEC#: 801-123166
RIA
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Contact information
Main Address
248 Addie Roy Road Suite C 103, Austin, TX 78746
Mailing Address
Phone number
(512) 306-1314
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 475 |
| AUM (Assets Under Management) | $ 188,589,586 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
