Daniel Enrique Tapia
CFP®Professional Summary
Daniel Enrique Tapia, CFP®, who also goes by Daniel Tapia, is a registered financial advisor currently at KINTRA WEALTH, LLC located in Austin, Texas. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Tapia
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
EVERGREEN WEALTH SOLUTIONS | WARREN WEALTH | TUPLER FINANCIAL | REMBRANDT FINANCIAL GROUP | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS | LORING ADVISORY GROUP | KINTRA WEALTH, LLC | KINTRA INSTITUTIONAL | KINTRA EXITS | EVERGREEN WEALTH SOLUTIONS, LLC
Contact Information
Main Address
1000 Commerce Park Drive Suite 416, Williamsport, PA 17701Phone Number
(570) 601-6960# of Employees
60SEC notice filing (28 States and Territories)
Registered to provide investment advisory services in 28 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,309AUM (Assets Under Management)
$1,501,009,982Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EVERGREEN WEALTH SOLUTIONS | WARREN WEALTH | TUPLER FINANCIAL | REMBRANDT FINANCIAL GROUP | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS | LORING ADVISORY GROUP | KINTRA WEALTH, LLC | KINTRA INSTITUTIONAL | KINTRA EXITS | EVERGREEN WEALTH SOLUTIONS, LLC
State Registrations and Notice Filings
(3/26/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1995About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Enrique Tapia's CRS (Customer Relationship Summary).
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