Janice L. Garringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Louise Garringer, AIF®, who also goes by Janice Louise Watkins, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1993. Janice had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2005 - December 6, 2023
SPC
February 14, 2005 - December 6, 2023
SIGMA FINANCIAL CORPORATION
December 1, 1998 - February 15, 2005
OSAIC FA, INC.
September 30, 1993 - February 15, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 30, 1993 - February 15, 2005
OSAIC FA, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/2/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
