Maureen Anne Orourke
Professional Summary
Maureen Anne Orourke is a registered financial advisor currently at DCM BROKERS, LLC located in Chicago, Illinois. Maureen is registered as a RR (Registered Representative) and started their career in finance in 2007. Maureen has worked at 1 firm and has passed the SIE, Series 99TO, Series 27 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
DCM BROKERS, LLC
Contact Information
Main Address
566 W. Adams, Suite 300, Chicago, IL 60661Mailing Address
555 W. Jackson Suite 600, Chicago, IL 60661Phone Number
(312) 756-4450Established
Illinois since 01/08/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2007About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Maureen Anne Orourke's CRS (Customer Relationship Summary).
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