James T. Van Zant
Professional summary
James Terrence Van Zant, who also goes by James T Vanzant, James Terrence Vanzant, is a registered financial professional currently at G1 EXECUTION SERVICES, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Terrence Van Zant's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2001 - Present
G1 EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604February 11, 1994 - June 5, 2001
GVR COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2001)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/23/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
G1 EXECUTION SERVICES, LLC
CRD#: 111528 / SEC#: , 8-53174
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 1 |
Red Flags
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