Janelle Howell
Professional summary
Janelle Howell, who also goes by Janelle D Herzog, Janelle Diana Herzog, Janelle Diana Howell, Janelle D Howell, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Janelle is registered as a RR (Registered Representative) and started their career in finance in 1992. Janelle has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Janelle Howell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2021 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172December 19, 2018 - April 21, 2021
RUSSELL INVESTMENTS
December 19, 2018 - April 21, 2021
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
November 8, 2018 - January 7, 2019
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
August 11, 2017 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
January 18, 2013 - December 31, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
May 8, 2012 - January 7, 2019
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
October 23, 2009 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 15, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 11, 2007 - December 31, 2008
BOFA ADVISORS, LLC
December 11, 2007 - December 31, 2008
BOFA DISTRIBUTORS, INC.
June 10, 2006 - December 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 2006 - December 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2005 - May 8, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 14, 2005 - May 8, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 24, 2004 - June 2, 2004
AIM PRIVATE ASSET MANAGEMENT
May 24, 1996 - June 2, 2004
INVESCO DISTRIBUTORS, INC.
May 16, 1994 - February 14, 1996
CITIGROUP GLOBAL MARKETS INC.
April 28, 1993 - September 15, 1993
WELLS FARGO CLEARING SERVICES, LLC
September 28, 1992 - March 31, 1993
AMERICAN CAPITAL MARKETING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2021)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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