Kenneth J. Fuina
Professional summary
Kenneth James Fuina was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Kenneth had worked at 4 firms, which includes BILTMORE SECURITIES INC., WINDSOR REYNOLDS SECURITIES INC., STRATTON OAKMONT INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1995 - December 15, 1995
BILTMORE SECURITIES, INC.
October 19, 1995 - December 6, 1995
WINDSOR REYNOLDS SECURITIES, INC.
June 9, 1993 - July 25, 1995
STRATTON OAKMONT INC.
September 3, 1992 - June 21, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/12/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
BILTMORE SECURITIES, INC.
CRD#: 25023 / SEC#: , 8-41567
Contact information
Documents
Red Flags
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