Hugh D. Dunn
Professional summary
Hugh Daniel Dunn JR, who also goes by Danny Dunn Jr, Danny Dunn, Hugh Daniel Dunn, is a registered financial professional currently at THE ROCKWELL FINANCIAL GROUP, INC. located in White Plains, New York.
Hugh is registered as a RR (Registered Representative) and started their career in finance in 1992. Hugh has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugh Daniel Dunn JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2002 - Present
THE ROCKWELL FINANCIAL GROUP, INC.
Office #1: 2 William Street, Suite # 403, White Plains, NY 10601Office #2: 240 W. Old Country Road . Suite 3, Hicksville, NY 11801November 12, 1997 - February 13, 1998
AC FINANCIAL, INC.
October 31, 1996 - November 19, 1997
MAY, DAVIS GROUP INC.
April 4, 1996 - December 5, 1996
LEGEND MERCHANT GROUP, INC.
June 1, 1995 - December 15, 1995
BUTTONWOOD SECURITIES, INC.
March 22, 1995 - May 17, 1995
RICKEL & ASSOCIATES, INC.
December 21, 1994 - March 14, 1995
CRESSIDA CAPITAL, INC
September 29, 1994 - December 15, 1994
CORTLANDT CAPITAL CORPORATION
March 26, 1992 - June 22, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2022)
(5/14/1999)
(8/17/1999)
(8/20/1998)
(2/15/2022)
(7/24/1998)
(5/9/2001)
(11/2/1998)
(7/10/1998)
(10/22/1999)
(8/26/1999)
(2/4/1999)
(7/14/1998)
(3/16/2000)
(7/30/1999)
(10/21/1999)
(9/28/1999)
(7/20/1998)
(2/4/1999)
(8/27/1999)
(7/17/1998)
(1/24/2022)
(2/12/1999)
(7/8/1999)
(3/26/2001)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
THE ROCKWELL FINANCIAL GROUP, INC.
CRD#: 26153 / SEC#: , 8-42399
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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