John G. Marshall

STELLA ADVISORS LLC

SAN RAFAEL, CA 94903

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CRD#: 2219233

Professional summary

John Gilbert Marshall JR, who also goes by John Gilbert Marshall, is a registered financial advisor currently at STELLA ADVISORS LLC located in San Rafael, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Gilbert Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM MANAGING MEMBER OF SAN FRANCISCO EB-5 REGIONAL CENTER, LLC WHICH PROMOTES ECONOMIC GROWTH, IMPROVED REGIONAL PRODUCTIVITY, JOB CREATION AND INCREASED DOMESTIC CAPITAL INVESTMENT THROUGH NON-U.S. INVESTOR (IMMIGRANT) CAPITAL. I DEVOTE APPROXIMATELY 20 HOURS PER WEEK TO THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gilbert Marshall JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2013 - Present

STELLA ADVISORS LLC

Office #1: 30 Sunny Oaks Drive, San Rafael, CA 94903

RIA

CRD#: 165464

SAN RAFAEL, CA

Past

June 29, 2010 - September 14, 2012

STELLA CAPITAL, LLC

RIA

CRD#: 153463

SAN FRANCISCO, CA

Past

August 24, 2006 - July 27, 2009

THOMAS GROUP CAPITAL

CRD#: 112901

ATLANTA, GA

Past

November 28, 2005 - August 23, 2006

GBS FINANCIAL CORP.

RIA

CRD#: 16906

SAN FRANCISCO, CA

Past

November 23, 2005 - August 23, 2006

GBS FINANCIAL CORP.

CRD#: 16906

SAN FRANCISCO, CA

Past

August 15, 2003 - November 30, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN FRANCISCO, CA

Past

May 2, 2001 - November 30, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

March 6, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

March 15, 1996 - March 13, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 6, 1992 - March 20, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/1992

General Securities Representative Examination

Current Firm

STELLA ADVISORS LLC

CRD#: 165464 / SEC#:

California

Registered Investment Advisory firm - (1/17/2020 Termination Requested)

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Contact information

Main Address

San Rafael, CA

Mailing Address

Phone number

(415) 677-0121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gilbert Marshall JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STELLA ADVISORS LLC

STELLA CAPITAL, LLC

THOMAS GROUP CAPITAL

GBS FINANCIAL CORP.

GBS FINANCIAL CORP.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/1992

Series 7

Date: 8/5/1992

Current Firm

STELLA ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

STELLA ADVISORS LLC

TRUST BUT VERIFY

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