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JM

John Gilbert Marshall Jr

CRD# 2219233·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Gilbert Marshall JR, who also goes by John Gilbert Marshall, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2025. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Gilbert Marshall

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

STELLA ADVISORS LLC·CRD# 165464
RIA
San Rafael, CA
April 11, 2013 - December 31, 2025
STELLA CAPITAL, LLC·CRD# 153463
RIA
San Francisco, CA
June 29, 2010 - September 14, 2012
THOMAS GROUP CAPITAL·CRD# 112901
BD
Atlanta, GA
August 24, 2006 - July 27, 2009
GBS FINANCIAL CORP.·CRD# 16906
RIA
San Francisco, CA
November 28, 2005 - August 23, 2006
GBS FINANCIAL CORP.·CRD# 16906
BD
San Francisco, CA
November 23, 2005 - August 23, 2006
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
San Francisco, CA
August 15, 2003 - November 30, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
May 2, 2001 - November 30, 2005
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
March 6, 2001 - May 2, 2001
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
March 15, 1996 - March 13, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 6, 1992 - March 20, 1996

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Current Firm

SA
STELLA ADVISORS LLC

STELLA ADVISORS LLC

CRD#: 165464

Contact Information

Main Address

San Rafael, CA

Phone Number

(415) 677-0121

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM MANAGING MEMBER OF SAN FRANCISCO EB-5 REGIONAL CENTER, LLC WHICH PROMOTES ECONOMIC GROWTH, IMPROVED REGIONAL PRODUCTIVITY, JOB CREATION AND INCREASED DOMESTIC CAPITAL INVESTMENT THROUGH NON-U.S. INVESTOR (IMMIGRANT) CAPITAL. I DEVOTE APPROXIMATELY 20 HOURS PER WEEK TO THIS ACTIVITY.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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