Theodore S. Jick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Saal Jick was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1992. Theodore had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - December 31, 2013
KATAMA PARTNERS, LLC
January 13, 2006 - February 17, 2009
OPPENHEIMER & CO. INC.
January 3, 2003 - February 17, 2009
OPPENHEIMER & CO. INC.
March 13, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
November 2, 1993 - March 22, 2000
TUCKER ANTHONY INCORPORATED
July 31, 1993 - October 29, 1993
CITIGROUP GLOBAL MARKETS INC.
April 21, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
KATAMA PARTNERS, LLC
CRD#: 156857 / SEC#:
Contact information
Red Flags
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