TC
Terry R. Carr
NOVAK & POWELL FINANCIAL SERVICES
Largo, FL 33774
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CRD#: 2218799
TC
Professional summary
Terry Ray Carr, who also goes by Terry Carr, is a registered financial advisor currently at NOVAK & POWELL FINANCIAL SERVICES, INC. located in Largo, Florida.
Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Terry has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terry Carr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Carr Capital Management, Inc.
Address: Largo, FL
Nature of the Business: Support Company/DBA (Owner)
Position/Title: Support Company/DBA (Owner)
Investment Related: No
Start Date: 04/16/2010
Hours per month devoted to this business: 160
Hours per month devoted to this business during trading hours: 160
Description of duties: This is a support corporation for RJFS activities
2) TERRY CARR - LARGO, FL. 03/2005 TO PRESENT. PROPRIETOR/OWNER. TAX PREPARATION. NOT INVESTMENT RELATED. 16 HOURS PER MONTH, 0 HOURS DURING TRADING.
3) Carr Capital Management, Inc.
Address: Largo, FL
Nature of the Business: Support Company/DBA (Owner)
Position/Title: Support Company/DBA (Owner)
Investment Related:Yes
Start Date: 04/16/2010
Hours per month devoted to this business: 0
Hours per month devoted to this business during trading hours: 0
Description of duties: Thes is a support corporation for RJFS activities.
CRS (Client Relationship Summary) - RIA
Click below to view Terry Ray Carr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2020 - Present
NOVAK & POWELL FINANCIAL SERVICES, INC.
Office #1: 14385 Walsingham Road, Largo, FL 33774Office #2: 146 Second St N Suite 310, St. Petersburg, FL 33701RIA
CRD#: 112970
Largo, FL
Past
January 2, 2009 - May 4, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
LARGO, FL
Past
January 4, 1999 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
LARGO, FL
Past
January 4, 1999 - May 4, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
LARGO, FL
Past
March 13, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
October 4, 1993 - March 13, 1998
SUNPOINT SECURITIES, INC.
BD
CRD#: 25442
LONGVIEW, TX
Past
March 26, 1992 - October 18, 1993
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
N&
NOVAK & POWELL FINANCIAL SERVICES, INC.
A.T. WHITEHEAD | NOVAK & POWELL FINANCIAL SERVICES, INC. | GATES INVESTMENTS, INC. | GATES FINANCIAL SERVICES, INC. | GATES FINANCIAL SERVICES, INC | GATES & POWELL FINANCIAL SERVICES, INC. | CARR CAPITAL MANAGEMENT
CRD#: 112970 / SEC#: 801-108964
RIA
Registered Investment Advisory firm - (1/24/2017 Approved)Colorado
Registered Investment Advisory firm - (1/31/2017 Terminated)Florida
Registered Investment Advisory firm - (1/26/2017 Terminated)Missouri
Registered Investment Advisory firm - (1/26/2017 Terminated)Texas
Registered Investment Advisory firm - (1/26/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/27/2020)
IAR
Texas(1/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
N&
NOVAK & POWELL FINANCIAL SERVICES, INC.
A.T. WHITEHEAD | NOVAK & POWELL FINANCIAL SERVICES, INC. | GATES INVESTMENTS, INC. | GATES FINANCIAL SERVICES, INC. | GATES FINANCIAL SERVICES, INC | GATES & POWELL FINANCIAL SERVICES, INC. | CARR CAPITAL MANAGEMENT
CRD#: 112970 / SEC#: 801-108964
RIA
Registered Investment Advisory firm - (1/24/2017 Approved)Colorado
Registered Investment Advisory firm - (1/31/2017 Terminated)Florida
Registered Investment Advisory firm - (1/26/2017 Terminated)Missouri
Registered Investment Advisory firm - (1/26/2017 Terminated)Texas
Registered Investment Advisory firm - (1/26/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
146 Second St N Suite 310, St. Petersburg, FL 33701
Mailing Address
Phone number
(727) 451-3440
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 952 |
| AUM (Assets Under Management) | $ 333,645,585 |
Red Flags
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Company Information
NOVAK & POWELL FINANCIAL SERVICES, INC.
CRD#: 112970Largo, FL 33774TRUST BUT VERIFY
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