WK
William B. Keith
AMERICAN INDEPENDENT SECURITIES GROUP
Albany, OR 97321
Some features on this profile are disabled
CRD#: 2218727
WK
Professional summary
William Bryant Keith, who also goes by Bill Keith, is a registered financial advisor currently at AMERICAN INDEPENDENT SECURITIES GROUP, LLC located in Albany, Oregon.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. William has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Keith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Keith Wealth Advisors. 375 Pacific Blvd SW Ste. B, Albany, OR 97321. DBA for securities and insurance business, Life Insurance Agent. Owner/Agent. Start 9/12/2016. 40 hrs/week during trading hours. 10 hrs/month on insurance; Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view William Bryant Keith's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Bryant Keith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2016 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 375 Pacific Blvd. Sw. Suite B, Albany, OR 97321RIA
BD
CRD#: 135288
Albany, OR
Current
April 7, 2016 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 375 Pacific Blvd. Sw. Suite B, Albany, OR 97321RIA
BD
CRD#: 135288
Albany, OR
Past
October 21, 2014 - December 3, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
PORTLAND, OR
Past
October 15, 2014 - December 3, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
PORTLAND, OR
Past
April 28, 2006 - October 20, 2014
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
BEAVERTON, OR
Past
April 24, 2006 - October 20, 2014
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
BEAVERTON, OR
Past
June 2, 2003 - April 28, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CORVALLIS, OR
Past
February 8, 2001 - April 28, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CORVALLIS, OR
Past
June 22, 1998 - December 15, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
September 3, 1997 - March 26, 1998
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
March 28, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
BD
CRD#: 17439
PORTLAND, OR
Past
August 28, 1995 - February 22, 1996
FIRST INTERSTATE INVESTMENTS,INC.
BD
CRD#: 17101
Past
May 6, 1993 - November 16, 1995
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
March 5, 1992 - April 22, 1993
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/8/2018)
RR
Arkansas(1/31/2018)
RR
California(11/30/2022)
RR
Idaho(6/6/2016)
RR
Illinois(6/6/2023)
RR
Missouri(11/30/2022)
RR
Nevada(12/20/2021)
RR
New York(12/1/2022)
RR
Ohio(7/25/2025)
RR
Oregon(4/8/2016)
IAR
Oregon(4/8/2016)
RR
Utah(11/30/2022)
RR
Washington(4/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
664 S Rivershore Lane Suite 150, Eagle, ID 83616
Mailing Address
Po Box 579, Eagle, ID 83616
Phone number
(208) 489-3131
Established
Idaho since 12/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (49 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 604,888,609 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288Albany, OR 97321TRUST BUT VERIFY
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