Nicholas J. Toman

JOHN F SUBY WEALTH MANAGEMENT LLC

Madison, WI 53713

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CRD#: 2218676

Professional summary

Nicholas Jay Toman, CFP®, who also goes by Nick Jay Toman, is a registered financial advisor currently at JOHN F SUBY WEALTH MANAGEMENT LLC located in Madison, Wisconsin.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Nicholas has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Jay Toman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Agent appointed with various insurance companies. not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Jay Toman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

February 21, 2025 - Present

JOHN F SUBY WEALTH MANAGEMENT LLC

Office #1: 2901 West Beltline Hwy Suite 201, Madison, WI 53713

RIA

CRD#: 150824

Madison, WI

Past

March 2, 2020 - February 18, 2025

TREK FINANCIAL

RIA

CRD#: 109376

Middleton, WI

Past

January 10, 2019 - December 31, 2020

EMPOWERED FINANCIAL INVESTMENTS, LLC

RIA

CRD#: 298575

MIDDLETON, WI

Past

July 25, 2016 - November 20, 2018

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MADISON, WI

Past

November 30, 2011 - December 8, 2014

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

MADISON, WI

Past

October 14, 2008 - November 11, 2011

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

MIDDLETON, WI

Past

March 12, 1992 - June 10, 1992

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN F SUBY WEALTH MANAGEMENT LLC

JOHN F SUBY WEALTH MANAGEMENT LLC | JS WEALTH MANAGEMENT, LLC

CRD#: 150824 / SEC#: 801-70434

RIA

Registered Investment Advisory firm - (8/21/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/9/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/29/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/25/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOHN F SUBY WEALTH MANAGEMENT LLC

JOHN F SUBY WEALTH MANAGEMENT LLC | JS WEALTH MANAGEMENT, LLC

CRD#: 150824 / SEC#: 801-70434

RIA

Registered Investment Advisory firm - (8/21/2009 Approved)

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Contact information

Main Address

2901 West Beltline Hwy Suite 201, Madison, WI 53713

Mailing Address

Phone number

(608) 273-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOHN F. SUBY WEALTH MANAGEMENT, LLC - FORM ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	286
AUM (Assets Under Management)	$ 427,505,173

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2024	Cover Page	Report
10/18/2023	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas J. Toman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Jay Toman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREK FINANCIAL

EMPOWERED FINANCIAL INVESTMENTS, LLC

U.S. BANCORP INVESTMENTS, INC.

SAVANT WEALTH MANAGEMENT

COUNTRY CAPITAL MANAGEMENT COMPANY

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

JOHN F SUBY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/2016

Series 65

Date: 11/29/2011

SIE

Date: 10/1/2018

Series 6

Date: 7/25/2016

Current Firm

JOHN F SUBY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JOHN F SUBY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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