William P. Hackett

WAVE & BREAKOUT L.L.C.

Orland Park, IL 60462

Some features on this profile are disabled

CRD#: 2218642

Professional summary

William Patrick Hackett is a registered financial advisor currently at WAVE & BREAKOUT L.L.C. located in Orland Park, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/2014-Present, Various Insurance Carriers For W&R Insurance Agencies Inc, Orland Park, IL, Investment-Related, Insurance Sales, Insurance Agent. 01/2016-Present, St Julies Billiart Church, Tinley Park, IL, Investment Related:N, Non For Profit, Finance Committee Chair, 1 Hrs/Mo, 0 Hrs/Day During Security Trading Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Hackett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2018 - Present

WAVE & BREAKOUT L.L.C.

Office #1: 15255 South 94th Ave, Suite #500, Orland Park, IL 60462

RIA

CRD#: 293824

Orland Park, IL

Past

May 10, 2018 - December 31, 2024

WAVE & BREAKOUT L.L.C.

RIA

CRD#: 293824

ORLAND PARK, IL

Past

June 30, 2014 - January 26, 2018

WADDELL & REED

RIA

CRD#: 866

OAK BROOK, IL

Past

May 20, 2014 - January 26, 2018

WADDELL & REED

CRD#: 866

OAK BROOK, IL

Past

May 15, 2006 - March 9, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHICAGO, IL

Past

May 15, 2006 - March 9, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CHICAGO, IL

Past

June 30, 2004 - May 15, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

TINLEY PARK, IL

Past

January 24, 2003 - May 15, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

April 12, 2000 - January 30, 2003

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

February 1, 1999 - July 13, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 14, 1997 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

April 20, 1995 - October 9, 1997

MM GLOBAL SECURITIES, INC.

CRD#: 2509

NEW YORK, NY

Past

December 24, 1992 - April 10, 1995

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/11/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/19/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/13/1998

General Securities Principal Examination

Current Firm

WAVE & BREAKOUT L.L.C.

CRD#: 293824 / SEC#:

Illinois

Registered Investment Advisory firm - (5/10/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15255 South 94th Ave, Suite #500, Orland Park, IL 60462

Mailing Address

Phone number

(708) 218-7003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 2,805,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Meyers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Frankfort, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Flavia Cardozo

J.P. MORGAN SECURITIES LLC

IAR

Naperville, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William P. Hackett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Patrick Hackett's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAVE & BREAKOUT L.L.C.

WADDELL & REED

WADDELL & REED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

IFMG SECURITIES, INC.

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

MM GLOBAL SECURITIES, INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2014

Series 65

Date: 12/11/2003

Series 63

Date: 3/23/1992

SIE

Date: 1/26/2018

Series 7

Date: 5/20/2014

Series 4

Date: 11/19/1999

Series 24

Date: 10/13/1998

Current Firm

WAVE & BREAKOUT L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WAVE & BREAKOUT L.L.C.

TRUST BUT VERIFY

Similar Advisors