Daniel D. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel David Sheehan, who also goes by Daniel D Sheehan, Daniel Sheehan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 18 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - April 28, 2016
SHEEHAN LIFE PLANNING
May 13, 2014 - May 6, 2015
INDEPENDENT FINANCIAL PARTNERS
May 1, 2013 - May 1, 2015
LPL FINANCIAL LLC
April 8, 2013 - May 1, 2015
LPL FINANCIAL LLC
September 7, 2012 - January 4, 2013
NESTWISE LLC
May 1, 2012 - September 27, 2012
VERITAT ADVISORS
March 21, 2007 - September 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2007 - March 28, 2007
FIRST ALLIED ADVISORY SERVICES, INC.
March 21, 2006 - March 6, 2007
SHEEHAN GORELIK LLC
July 23, 2003 - January 3, 2007
FFP ADVISORY SERVICES INC
July 18, 2003 - March 28, 2007
FFP SECURITIES, INC.
April 14, 2003 - October 30, 2003
SHEEHAN ELDER PLANNING, INC.
March 12, 2003 - March 12, 2003
EASTERN POINT ADVISORS INC.
January 8, 1999 - July 18, 2003
INVESTORS CAPITAL CORP.
October 28, 1997 - December 31, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 12, 1996 - October 27, 1997
1717 CAPITAL MANAGEMENT COMPANY
May 4, 1994 - August 5, 1996
NEW ENGLAND SECURITIES
January 25, 1994 - December 8, 1995
COMMONWEALTH FINANCIAL NETWORK
June 17, 1992 - November 15, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHEEHAN LIFE PLANNING
CRD#: 226529 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
