Frank G. Longman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank George Longman, who also goes by Frank G Longman, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1993. Frank had worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2017 - October 4, 2018
SEAPORT GLOBAL SECURITIES LLC
May 4, 2010 - February 6, 2017
BREAN CAPITAL, LLC
December 1, 2008 - April 29, 2010
ESPOSITO SECURITIES, LLC
May 2, 2006 - December 5, 2008
G-2 TRADING,LLC
February 11, 2003 - May 6, 2003
FULCRUM GLOBAL PARTNERS LLC
July 9, 2001 - January 16, 2002
MAY FINANCIAL CORPORATION
October 21, 1998 - July 30, 2001
HILLTOP SECURITIES INC.
July 22, 1998 - October 15, 1998
HUDSON SECURITIES,INC.
September 20, 1993 - February 9, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
