Michael H. Scholten
Professional summary
Michael Henry Scholten is a registered financial advisor currently at CLEAR HARBOR ASSET MANAGEMENT, LLC located in Dallas, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Henry Scholten's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2010 - Present
CLEAR HARBOR ASSET MANAGEMENT, LLC
September 9, 2005 - February 10, 2010
INGALLS & SNYDER, LLC
April 21, 2003 - September 21, 2006
GRYPHON MANAGEMENT PARTNERS, L.P.
April 7, 1999 - July 18, 2002
VALIC FINANCIAL ADVISORS, INC.
August 14, 1994 - October 15, 1998
BANC ONE CAPITAL MARKETS, INC.
Primary Firm SEC Registration
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD#: 152242 / SEC#: 801-70821
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/16/2010)
Exams
Current Firm
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD#: 152242 / SEC#: 801-70821
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,667 |
| AUM (Assets Under Management) | $ 1,742,800,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 01/23/2024 | ||
| 01/06/2023 | ||
| 04/28/2022 |
Red Flags
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