KG
Keith F. Gil
CARTER, TERRY & COMPANY
ATLANTA, GA 30326
Some features on this profile are disabled
CRD#: 2218312
KG
Professional summary
Keith Francis Gil, who also goes by Keith F Gil, is a registered financial professional currently at CARTER, TERRY & COMPANY, INC. located in Atlanta, Georgia.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1992. Keith has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Keith F Gil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Keith Francis Gil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2015 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3340 Peachtree Road Suite 1400, Atlanta, GA 30326RIA
BD
CRD#: 16365
ATLANTA, GA
Past
April 5, 2012 - August 14, 2015
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
NORTH PORT, FL
Past
July 22, 2009 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
BOCA RATON, FL
Past
March 11, 2009 - July 21, 2009
BROAD STREET SECURITIES, INC.
BD
CRD#: 36101
PLANTATION, FL
Past
August 2, 2006 - February 26, 2009
MATRIX U.S.A., LLC
BD
CRD#: 38057
NEW YORK, NY
Past
April 8, 2003 - July 27, 2006
BROOKSHIRE SECURITIES CORPORATION
BD
CRD#: 44347
FT. LAUDERDALE, FL
Past
September 24, 2002 - April 25, 2003
THE CAMELOT GROUP, INC.
BD
CRD#: 31091
FT LAUDERDALE, FL
Past
January 2, 2002 - September 11, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Past
October 24, 1997 - January 2, 2002
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
February 8, 1997 - September 16, 1997
RICKEL & ASSOCIATES, INC.
BD
CRD#: 7839
NEW YORK, NY
Past
October 13, 1994 - February 4, 1997
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
July 2, 1994 - October 3, 1994
COLIN WINTHROP & CO., INC.
BD
CRD#: 26012
JERICHO, NY
Past
April 29, 1994 - May 18, 1994
BUTTONWOOD SECURITIES, INC.
BD
CRD#: 18420
NEW YORK, NY
Past
March 28, 1994 - May 2, 1994
COLIN WINTHROP & CO., INC.
BD
CRD#: 26012
JERICHO, NY
Past
May 20, 1992 - January 1, 1994
DUKE & CO., INC.
BD
CRD#: 8035
NEW YORK, NY
Past
April 8, 1992 - May 22, 1992
J. GREGORY & COMPANY, INC.
BD
CRD#: 14892
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/17/2015)
RR
Florida(8/17/2015)
RR
Georgia(8/17/2015)
RR
Illinois(8/17/2015)
RR
Louisiana(8/17/2015)
RR
New Jersey(8/17/2015)
RR
New York(8/17/2015)
RR
Ohio(8/17/2015)
RR
South Carolina(10/29/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3340 Peachtree Road Suite 1400 Suite 1400, Atlanta, GA 30326
Mailing Address
3340 Peachtree Road Suite 1400, Atlanta, GA 30326
Phone number
(404) 364-2070
Established
Georgia since 03/12/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 111,326,459 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARTER, TERRY & COMPANY, INC.
CRD#: 16365Atlanta, GA 30326TRUST BUT VERIFY
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