Martha L. Kudirka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Lois Kudirka, who also goes by Martha Lois Maley, Martha Lois Maney, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1993. Martha had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2011 - September 25, 2024
LINDBROOK CAPITAL, LLC
January 3, 2003 - June 7, 2011
OPPENHEIMER & CO. INC.
June 11, 1999 - January 3, 2003
CIBC WORLD MARKETS CORP.
January 8, 1997 - May 18, 1999
WELLS FARGO CLEARING SERVICES, LLC
January 20, 1993 - April 13, 1995
IAI SECURITIES, INC.
Primary Firm SEC Registration
LINDBROOK CAPITAL, LLC
CRD#: 155812 / SEC#: 801-72193
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINDBROOK CAPITAL, LLC
CRD#: 155812 / SEC#: 801-72193
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,420 |
| AUM (Assets Under Management) | $ 3,501,183,718 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 09/27/2023 | ||
| 09/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
