John F. Francini

NORTHEAST INVESTMENT MANAGEMENT

BOSTON, MA 02110-2516

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CRD#: 2217936

Professional summary

John Frank Francini JR, who also goes by John Frank Francini, is a registered financial advisor currently at NORTHEAST INVESTMENT MANAGEMENT INC located in Boston, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Frank Francini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frank Francini JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2008 - Present

NORTHEAST INVESTMENT MANAGEMENT INC

Office #1: 24 Federal Street Floor 9, Boston, MA 02110-2516Office #2: 100 High Street Suite 950, Boston, MA 02110

RIA

CRD#: 105051

BOSTON, MA

Past

January 3, 1995 - April 12, 1995

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

JERSEY CITY, NJ

Past

November 22, 1994 - January 3, 1995

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

April 10, 1992 - November 2, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHEAST INVESTMENT MANAGEMENT INC

CRD#: 105051 / SEC#: 801-22437

RIA

Registered Investment Advisory firm - (10/2/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/2/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/1992

General Securities Representative Examination

Current Firm

NORTHEAST INVESTMENT MANAGEMENT INC

CRD#: 105051 / SEC#: 801-22437

RIA

Registered Investment Advisory firm - (10/2/1984 Approved)

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Contact information

Main Address

24 Federal Street Floor 9, Boston, MA 02110-2516

Mailing Address

Phone number

(617) 523-3588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHEAST INVESTMENT MANAGEMENT, INC. (2/14/2025)

Regulatory assets under management

Total Number of Accounts	1,597
AUM (Assets Under Management)	$ 2,937,702,418

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
04/29/2025	Cover Page	Report
04/29/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Francini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frank Francini JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHEAST INVESTMENT MANAGEMENT INC

PERSHING ADVISOR SOLUTIONS LLC

PERSHING LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

NORTHEAST INVESTMENT MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/3/1992

Series 7

Date: 4/9/1992

Current Firm

NORTHEAST INVESTMENT MANAGEMENT INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTHEAST INVESTMENT MANAGEMENT INC

TRUST BUT VERIFY

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