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Stephen Gus Dervenis

CRD# 2217781·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Gus Dervenis, who also goes by Steve G Dervenis, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1993 - 2015. Stephen had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve G Dervenis

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BENDIGO SECURITIES, LLC·CRD# 152529
BD
New Yok, NY
March 8, 2012 - May 15, 2015
SPIRE SECURITIES, LLC·CRD# 144131
BD
Mclean, VA
May 26, 2010 - October 25, 2010
E*TRADE GLOBAL ASSET MANAGEMENT, INC.·CRD# 42890
BD
Arlington, VA
August 26, 1999 - May 8, 2002
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
December 9, 1994 - April 22, 1998
JPMSI·CRD# 15733
BD
New York, NY
December 13, 1993 - August 19, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 28, 1993 - May 5, 1993

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Current Firm

BS
BENDIGO SECURITIES, LLC

BENDIGO SECURITIES, LLC | CROWDCLEAR

CRD#: 152529 / SEC#: 8-68462
BD
Terminated by SEC on 11/28/2015

Contact Information

Established

Delaware since 10/21/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CROWD CLEAR INC.SOLE OWNER—
KATZ, MICHAEL RONALDCHIEF COMPLIANCE OFFICER & AML873982
KATZ, MICHAEL RONALDCOO873982
REYES, CHRISTOPHER VALENTINFINOP2105804
TAYLOR, RICHARD DAVIDCEO4944380

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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