Stephen G. Dervenis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Gus Dervenis, who also goes by Steve G Dervenis, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1993. Stephen had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - May 15, 2015
BENDIGO SECURITIES, LLC
May 26, 2010 - October 25, 2010
SPIRE SECURITIES, LLC
August 26, 1999 - May 8, 2002
E*TRADE GLOBAL ASSET MANAGEMENT, INC.
December 9, 1994 - April 22, 1998
ABN AMRO SECURITIES LLC
December 13, 1993 - August 19, 1994
JPMSI
January 28, 1993 - May 5, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BENDIGO SECURITIES, LLC
CRD#: 152529 / SEC#: , 8-68462
Contact information
Documents
Red Flags
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