Julian E. Gillespie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Edgeworth Gillespie III, who also goes by Julian Edgeworth Gillespie, was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1993. Julian had worked at 8 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - November 9, 2018
HEIGHT ANALYTICS, LLC
March 12, 2018 - January 29, 2020
HEIGHT CAPITAL MARKETS
July 9, 2013 - January 4, 2018
COMPASS POINT RESEARCH & TRADING, LLC
June 16, 2009 - June 15, 2011
COMPASS POINT RESEARCH & TRADING, LLC
September 14, 2000 - April 27, 2007
B. RILEY SECURITIES, INC.
July 1, 1998 - November 23, 1999
COWEN AND COMPANY
September 23, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
September 2, 1994 - November 22, 1994
HAMBRECHT & QUIST LLC
September 21, 1993 - November 29, 1993
ALEX. BROWN & SONS INCORPORATED
January 25, 1993 - April 13, 1993
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HEIGHT ANALYTICS, LLC
CRD#: 149162 / SEC#:
Contact information
Red Flags
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