Howard R. Brazinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Robert Brazinsky, who also goes by Howard Brazinsky, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1992. Howard had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2013 - September 30, 2014
CROSS POINT CAPITAL LLC
December 2, 2010 - November 1, 2013
BGC FINANCIAL, L.P.
February 10, 2009 - December 3, 2010
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 1, 1998 - February 10, 2009
CITIGROUP GLOBAL MARKETS INC.
April 9, 1992 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROSS POINT CAPITAL LLC
CRD#: 136223 / SEC#: , 8-66989
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
