Gunter M. Ott
Professional summary
Gunter M Ott, who also goes by G Michael J Ott, Gunter Michael Ott, Gunter Michael Joseph Ott, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Gunter is registered as a RR (Registered Representative) and started their career in finance in 1993. Gunter has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gunter M Ott's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2012 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367January 19, 2011 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 17, 2009 - December 31, 2010
RIVERSOURCE DISTRIBUTORS, INC.
August 15, 2008 - September 15, 2009
COREBRIDGE CAPITAL SERVICES, INC.
October 1, 2001 - August 4, 2008
CAPITAL BROKERAGE CORPORATION
October 14, 1993 - May 18, 2001
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2022)
(2/14/2012)
(5/31/2019)
(2/14/2012)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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