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Peter Anthony Osmanski

CRD# 2217490·Registered 1997 - 2009
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Anthony Osmanski, who also goes by Peter A Osmanski, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1997 - 2009. Peter had worked at 3 firms and has passed the Series 66, Series 7, Series 3, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter A Osmanski

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ROSENTHAL COLLINS ASSET MANAGEMENT, LLC·CRD# 120724
RIA
Chicago, IL
January 2, 2009 - August 31, 2009
ROSENTHAL GLOBAL SECURITIES LLC·CRD# 19721
BD
Chicago, IL
September 15, 2004 - September 24, 2012
ROSENTHAL COLLINS SECURITIES, L.L.C·CRD# 41915
BD
Chicago, IL
November 12, 1997 - September 24, 2003

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2006About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1992About the Series 3 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2002About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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