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LV

Louis Vetter

SECURITIZE MARKETS
Canyon Lake, TX
Some features on this profile are disabled
CRD#: 2217478
LV

Professional summary

Louis Vetter, who also goes by Lou Vetter, Louis Paul Vetter, is a registered financial professional currently at SECURITIZE MARKETS, LLC located in Canyon Lake, Texas.

Louis is registered as a RR (Registered Representative) and started their career in finance in 1992. Louis has worked at 18 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 3, Series 7, Series 55, Series 30, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lou Vetter | Louis Paul Vetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Vetter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2026 - Present

SECURITIZE MARKETS, LLC

BD
CRD#: 283256
Canyon Lake, TX
Past

April 29, 2025 - February 10, 2026

ALPACA SECURITIES LLC

BD
CRD#: 288202
NEW YORK, NY
Past

August 19, 2024 - November 22, 2024

PERSHING LLC

BD
CRD#: 7560
Lake Mary, FL
Past

August 28, 2019 - March 22, 2024

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
LAKE MARY, FL
Past

January 17, 2017 - July 29, 2019

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
FORT LAUDERDALE, FL
Past

July 27, 2016 - December 7, 2016

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
BOCA RATON, FL
Past

March 25, 2008 - March 2, 2009

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

March 24, 2008 - March 2, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

May 6, 2005 - December 6, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

January 27, 2003 - March 21, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

February 20, 2002 - October 2, 2002

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

March 15, 2001 - February 20, 2002

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

August 20, 1998 - April 20, 2000

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

July 24, 1998 - February 14, 2001

SOUTHTRUST SECURITIES, LLC

BD
CRD#: 17922
BIRMINGHAM, AL
Past

January 21, 1998 - July 16, 1998

GRIFFIN FINANCIAL SERVICES

BD
CRD#: 10823
Past

February 1, 1994 - January 28, 1997

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

October 7, 1993 - December 20, 1993

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

June 9, 1993 - November 4, 1993

W.J. NOLAN & COMPANY, INC.

BD
CRD#: 16465
NEW YORK, NY
Past

June 26, 1992 - August 19, 1992

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

March 31, 1992 - July 8, 1992

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/29/2008
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/30/2019
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/11/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 2/26/2002
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 30
Date: 12/21/2017
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/25/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/24/2017
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SM
SECURITIZE MARKETS, LLC
DISTRIBUTED TECHNOLOGY MARKETS LLC | SECURITIZE MARKETS, LLC | ORCHARD PLATFORM MARKETS, LLC

CRD#: 283256 / SEC#: , 8-69743

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Mailing Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Phone number
(646) 918-5012
Established
Delaware since 12/10/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SECURITIZE, INC.OWNER
NIKOLSON, JOSEPHCEO, CCO2831577
SILVESTRO, MICHELE ANNFINOP/PFO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURITIZE MARKETS, LLC

CRD#: 283256Canyon Lake, TX

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