Clayton L. Cooke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton Lee Cooke was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 1992. Clayton had worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2005 - May 14, 2015
PALANTIR CAPITAL MANAGEMENT, LTD.
October 5, 2004 - December 31, 2004
IMS SECURITIES, INC.
October 5, 2004 - September 2, 2005
WESTPARK WEALTH ADVISORS, INC.
September 22, 2004 - September 2, 2005
IMS SECURITIES, INC.
April 4, 2003 - September 14, 2004
FSC SECURITIES CORPORATION
August 1, 2002 - July 24, 2003
OSAIC WEALTH, INC.
February 2, 2001 - June 28, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 15, 2000 - June 28, 2002
OSAIC FA, INC.
January 14, 2000 - June 28, 2002
OSAIC FA, INC.
December 23, 1996 - December 31, 1997
IMS SECURITIES, INC.
December 1, 1994 - December 31, 1996
ARAGON FINANCIAL SERVICES, INC.
January 31, 1994 - February 2, 2001
WOODBURY FINANCIAL SERVICES, INC.
July 27, 1992 - September 16, 1993
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PALANTIR CAPITAL MANAGEMENT, LTD.
CRD#: 131625 / SEC#: 801-63362
Contact information
Documents
Red Flags
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