Michael R. Sharpe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ryan Sharpe was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2023 - November 6, 2025
IP FINANCIAL ADVISORY SERVICES LLC
December 13, 2022 - November 6, 2025
INNOVATION PARTNERS LLC
January 21, 2015 - February 13, 2018
LPL FINANCIAL LLC
April 24, 2013 - December 31, 2014
MATRIX CAPITAL GROUP, INC.
May 30, 2012 - February 8, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 17, 2010 - May 23, 2011
GRANT WILLIAMS L.P.
November 13, 2007 - July 22, 2009
KEY INVESTMENT SERVICES LLC
February 20, 2007 - July 22, 2009
KEY INVESTMENT SERVICES LLC
May 9, 1997 - February 20, 2007
KEYBANC CAPITAL MARKETS INC.
February 5, 1996 - February 7, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 9, 1994 - February 2, 1996
PRODUCT DISTRIBUTORS, INC.
March 16, 1992 - February 10, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
