Liza M. Blundell
Professional summary
Liza Momongan Blundell, who also goes by Blundell Momongan Liza Momongan, Liza Ligaya Momongan, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Chicago, Illinois and JEFFERIES LLC located in Chicago, Illinois.
Liza is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Liza has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Liza Momongan Blundell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 155 North Wacker Drive, Chicago, IL 60606December 6, 2013 - Present
JEFFERIES LLC
Office #1: 155 North Wacker Drive, Chicago, IL 60606December 6, 2013 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
March 20, 2013 - December 19, 2013
CREDIT SUISSE SECURITIES (USA) LLC
March 14, 2013 - December 19, 2013
CREDIT SUISSE SECURITIES (USA) LLC
December 13, 2010 - December 19, 2011
DEUTSCHE BANK SECURITIES INC.
December 13, 2010 - December 19, 2011
DEUTSCHE BANK SECURITIES INC.
August 9, 2005 - December 1, 2010
OPPENHEIMER & CO. INC.
August 9, 2005 - December 1, 2010
OPPENHEIMER & CO. INC.
August 5, 2003 - December 1, 2004
CHARLES SCHWAB & CO., INC.
July 31, 2003 - December 1, 2004
CHARLES SCHWAB & CO., INC.
February 13, 2002 - July 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
January 31, 2002 - July 23, 2002
IDS LIFE INSURANCE COMPANY
January 31, 2002 - July 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
July 27, 2001 - December 10, 2001
QUICK & REILLY, INC.
February 28, 1995 - July 10, 2001
AMERIPRISE ADVISOR SERVICES, INC.
December 2, 1994 - May 15, 1995
JOSEPH ROBERTS & CO., INC.
April 28, 1993 - November 30, 1994
GRUNTAL & CO., L.L.C.
April 30, 1992 - May 13, 1993
EMANUEL AND COMPANY
Primary Firm SEC Registration
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2013)
(5/24/2023)
Exams
24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
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