Michael J. Rizzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Rizzo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - August 22, 2016
CLARKESON RESEARCH INC.
March 21, 2002 - September 13, 2016
STONEX SECURITIES INC.
June 14, 2000 - April 11, 2002
AMERICAN INVESTMENT SERVICES, INC.
October 28, 1999 - June 19, 2000
INTERCAPITAL SECURITIES LLC
October 28, 1999 - June 19, 2000
ICAP SECURITIES USA LLC
July 13, 1998 - June 19, 2000
INTERCAPITAL INTERNATIONAL INC.
February 18, 1992 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
February 18, 1992 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/30/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
CLARKESON RESEARCH INC.
CRD#: 143868 / SEC#: , 8-67612
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
