Robert B. Gillam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Byron Gillam was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 41, Series 1, Series 8 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2002 - March 1, 2004
WFG INVESTMENTS, INC.
June 5, 1995 - February 12, 2002
NATIONAL SECURITIES CORPORATION
November 22, 1994 - November 23, 2018
MCKINLEY CAPITAL MANAGEMENT, LLC
March 17, 1993 - June 5, 1995
G.R. STUART & COMPANY, INC.
May 31, 1989 - March 11, 1993
FIRST AFFILIATED SECURITIES
February 9, 1988 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
July 12, 1982 - September 18, 1985
BOETTCHER & COMPANY, INC.
January 9, 1970 - July 16, 1982
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 5/21/1983
NYSE Allied Member ExaminationSeries 1
Date: 12/23/1969
Registered Representative ExaminationSeries 8
Date: 6/3/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 3/13/1973
General Securities Principal ExaminationCurrent Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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