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Vincent S. Sbarra

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CRD#: 2216872
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vincent Stanley Sbarra, who also goes by VInce Sbarra, was a registered financial professional .

Vincent is a previously registered financial professional and started their career in finance in 1992. Vincent had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vince Sbarra

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 1, 2001 - November 5, 2015

STREETCAPITAL, INC

BD
CRD#: 104034
ROSWELL, GA
Past

January 14, 2000 - June 28, 2001

VFINANCE CAPITAL LC

BD
CRD#: 46528
NEW YORK, NY
Past

June 18, 1999 - December 21, 1999

FIRST ATLANTA SECURITIES, LLC

BD
CRD#: 18200
DESTIN, FL
Past

November 22, 1995 - June 21, 1999

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

May 6, 1992 - December 5, 1995

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SI
STREETCAPITAL, INC
DAT-TRADING.COM | STREETCAPITAL, INC. | STREETCAPITAL, INC | HYPERION PARTNERS CORP. | HPC CAPITAL MANAGEMENT CORP.

CRD#: 104034 / SEC#: , 8-52518

BD
Terminated by SEC on 11/13/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 11/17/1999
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SBARRA, VINCENT STANLEYPRESIDENT/CHIEF COMPLIANCE OFFICER, SHAREHOLDER2216872
CORBMAN, BRIAN MICHAELASSISTANT CHIEF COMPLIANCE OFFICER,SECRETARY, SHAREHOLDER4296565
HUDSON PARTNERS, LLCSHAREHOLDER
FISCHER, KAREN ZILLIAFIN OP1708090

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STREETCAPITAL, INC

CRD#: 104034

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