RT
Rudy M. Thomas
FAIRWAY ASSET MANAGEMENT
Omaha, NE 68130-4645
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CRD#: 2216857
RT
Professional summary
Rudy Merl Thomas, who also goes by Rudy Thomas, is a registered financial advisor currently at FAIRWAY ASSET MANAGEMENT, LLC located in Omaha, Nebraska.
Rudy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Rudy has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rudy Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: Point Loma University ADDRESS: 3900 Lomaland Dr, San Diego, CA 92106 NATURE OF THE BUSINESS/POSITION, TITLE OR RELATIONSHIP: Private Christian liberal arts college. FINANCE COMMITTEE MEMBER START DATE: 2018 # OF HOURS PER MONTH: 5 # OF HOURS PER MONTH DURING TRADING HOURS: 0 DUTIES: HELP IN THE EVALUATION AND OVERSIGHT OF THE ENDOWMENT. NAME OF OTHER BUSINESS: FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC/INVESTMENT RELATED ADDRESS: 17445 ARBOR ST STE 200, OMAHA, NE 68130 NATURE OF THE BUSINESS/POSITION, TITLE OR RELATIONSHIP: FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC IS 100% SOLE OWNER OF FAIRWAY ASSET MANAGEMENT, LLC AND FAIRWAY INSURANCE SERVICES, LLC. MR. THOMAS IS PRESIDENT AND LIMITED PARTNER OF THE COMPANY. START DATE: JULY 2008 # OF HOURS PER MONTH: 40 # OF HOURS PER MONTH DURING TRADING HOURS: 30 DUTIES: MANAGING PARTNER NAME OF OTHER BUSINESS: FAIRWAY INSURANCE SERVICES, LLC/INVESTMENT RELATED ADDRESS: 17445 ARBOR ST STE 200, OMAHA, NE 68130 NATURE OF THE BUSINESS/POSITION, TITLE OR RELATIONSHIP: INSURANCE SERVICES/FAIRWAY INSURANCE SERVICES, LLC IS OWNED 100% BY FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC OF WHICH MR. THOMAS IS A PARTNER. START DATE: NOVEMBER 2008 # OF HOURS PER MONTH: 0 # OF HOURS PER MONTH DURING TRADING HOURS: 0 DUTIES: MANAGING PARTNER OF FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC WHICH OVERSEES FAIRWAY INSURANCE SERVICES, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Rudy Merl Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2009 - Present
FAIRWAY ASSET MANAGEMENT, LLC
Office #1: 17445 Arbor Street Suite 200, Omaha, NE 68130-4645RIA
CRD#: 146636
Omaha, NE
Past
January 9, 2003 - September 27, 2006
SPECTRUM CAPITAL, LLC
BD
CRD#: 28303
OMAHA, NE
Past
May 28, 1997 - July 22, 2002
FPCM SECURITIES, LLC
BD
CRD#: 38283
NEW YORK, NY
Past
September 23, 1996 - November 19, 2002
AMERICA FIRST INVESTMENT ADVISORS LLC
RIA
CRD#: 106984
OMAHA, NE
Past
September 12, 1994 - November 18, 1996
IRC SECURITIES
BD
CRD#: 16049
NEW YORK, NY
Past
April 15, 1993 - September 7, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/18/2017)
IAR
Florida(8/29/2016)
IAR
Georgia(2/22/2018)
IAR
Iowa(6/23/2017)
IAR
Mississippi(8/24/2017)
IAR
Missouri(6/13/2011)
IAR
Nebraska(2/6/2009)
IAR
North Dakota(7/24/2017)
IAR
Ohio(7/6/2017)
IAR
Oklahoma(7/12/2017)
IAR
Texas(5/5/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 2/28/1992
Non-Member General Securities ExaminationCurrent Firm
FA
FAIRWAY ASSET MANAGEMENT, LLC
FAIRWAY ASSET MANAGEMENT, LLC
CRD#: 146636 / SEC#: 801-134335
California
Registered Investment Advisory firm - (7/18/2017 Approved)Florida
Registered Investment Advisory firm - (8/29/2016 Approved)Georgia
Registered Investment Advisory firm - (2/22/2018 Approved)Iowa
Registered Investment Advisory firm - (6/1/2017 Approved)Mississippi
Registered Investment Advisory firm - (8/23/2017 Approved)Missouri
Registered Investment Advisory firm - (3/28/2012 Approved)Nebraska
Registered Investment Advisory firm - (3/22/2012 Approved)North Dakota
Registered Investment Advisory firm - (7/21/2017 Approved)Ohio
Registered Investment Advisory firm - (7/5/2017 Approved)Oklahoma
Registered Investment Advisory firm - (7/10/2017 Approved)Oregon
Registered Investment Advisory firm - (10/7/2013 Terminated)Texas
Registered Investment Advisory firm - (2/28/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17445 Arbor Street Suite 200, Omaha, NE 68130-4645
Mailing Address
Phone number
(402) 932-4630
Established
Firm type
Fiscal year end
# of Employees
3
Documents
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 111,907,016 |
Red Flags
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Company Information
FAIRWAY ASSET MANAGEMENT, LLC
CRD#: 146636Omaha, NE 68130-4645TRUST BUT VERIFY
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