Michael T. Overton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Todd Overton, who also goes by Mike Overton, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - August 1, 2012
ADVANTAGE INVESTMENT MANAGEMENT, LLC
January 4, 2010 - October 31, 2015
NATIONAL PLANNING CORPORATION
June 30, 2009 - December 14, 2009
INVESTMENT ADVISORS INTERNATIONAL, INC.
November 26, 2008 - December 14, 2009
WORLD GROUP SECURITIES, INC.
June 25, 2002 - September 26, 2005
CAPWEST SECURITIES, INC.
April 12, 2002 - June 7, 2002
WORLD GROUP SECURITIES, INC.
May 17, 2000 - April 12, 2002
WMA SECURITIES, INC.
June 3, 1999 - April 17, 2000
THE HUNTINGTON INVESTMENT COMPANY
October 30, 1996 - January 21, 1999
PFS INVESTMENTS INC.
August 21, 1992 - November 28, 1994
PFS INVESTMENTS INC.
March 25, 1992 - May 26, 1992
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANTAGE INVESTMENT MANAGEMENT, LLC
CRD#: 146236 / SEC#: 801-69551
Contact information
Red Flags
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