William A. Gill
Professional summary
William Ambos Gill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial advisor and started their career in finance in 1968. Prior to being barred, William had worked at 7 firms, which includes BUTLER WICK & CO. INC., WELLS FARGO CLEARING SERVICES LLC, PRESCOTT BALL & TURBEN INC., PRESCOTT BALL & TURBEN, PRESCOTT MERRILL TURBEN & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2006 - January 14, 2009
BUTLER, WICK & CO., INC.
October 27, 2006 - January 14, 2009
BUTLER, WICK & CO., INC.
June 25, 2003 - November 2, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 4, 1990 - November 2, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 14, 1978 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
April 5, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN
August 1, 1973 - April 5, 1976
PRESCOTT, BALL & TURBEN
February 23, 1968 - August 1, 1973
PRESCOTT, MERRILL, TURBEN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 10/16/1967
Registered Representative ExaminationSeries 40
Date: 7/21/1973
Registered Principal ExaminationCurrent Firm
BUTLER, WICK & CO., INC.
CRD#: 120 / SEC#: , 8-30083
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
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