David F. Firestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Frederick Firestone was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2000 - February 27, 2001
EQUITRADE SECURITIES CORPORATION
February 9, 1998 - January 21, 1999
RICHMARK CAPITAL CORPORATION
June 27, 1995 - March 1, 1996
MILLER TABAK HIRSCH & CO.
September 1, 1994 - May 30, 1995
CIBC WORLD MARKETS CORP.
January 28, 1994 - September 7, 1994
DABNEY/RESNICK/IMPERIAL, LLC
March 23, 1992 - January 18, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EQUITRADE SECURITIES CORPORATION
CRD#: 29558 / SEC#: , 8-44402
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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