Jason W. Roeske

OAKWOOD CAPITAL

St. Louis Park, MN 55426

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CRD#: 2216669

Professional summary

Jason William Roeske is a registered financial advisor currently at OAKWOOD CAPITAL, INC. located in St. Louis Park, Minnesota and SPEECE THORSON CAPITAL GROUP INC located in Minnetonka, Minnesota.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jason has worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, Series 52TO, Series 50, SIE, Series 31, Series 55, Series 7, Series 14, Series 54, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Encore Group; Compliance Consultant; Non-investment related at 36369 Dolney Lake Rd, Crosby, MN 56441 since 07/2023; Provide compliance and regulatory support as employee of Encore Group to FINRA member firms, registered investment advisers, and municipal advisers. 20-25 hours per week primarily during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason William Roeske's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2022 - Present

OAKWOOD CAPITAL, INC.

Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426

RIA

CRD#: 112399

St. Louis Park, MN

Current

November 12, 2023 - Present

SPEECE THORSON CAPITAL GROUP INC

Office #1: 601 Carlson Parkway Suite 850, Minnetonka, MN 55305-5231

RIA

CRD#: 106052

Minnetonka, MN

Current

April 7, 2022 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426

CRD#: 21000

St. Louis Park, MN

Past

February 17, 2022 - May 27, 2022

EHLERS

RIA

CRD#: 146385

ROSEVILLE, MN

Past

June 11, 2021 - February 15, 2022

LAKE STREET CAPITAL MARKETS, LLC

CRD#: 164447

MINNEAPOLIS, MN

Past

September 28, 2016 - October 21, 2019

LOCORR DISTRIBUTORS, LLC

CRD#: 41782

EXCELSIOR, MN

Past

May 1, 2014 - September 16, 2016

WELSH SECURITIES LLC

CRD#: 148203

MINNETONKA, MN

Past

June 19, 2012 - February 6, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

October 19, 2007 - August 18, 2010

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506

MINNEAPOLIS, MN

Past

October 18, 1996 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 18, 1996 - February 6, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 29, 1994 - September 27, 1996

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

March 26, 1992 - June 23, 1992

HAYNE, MILLER FINANCIAL, INC.

CRD#: 13849

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPEECE THORSON CAPITAL GROUP INC

SPEECE THORSON CAPITAL GROUP INC | ST CAPITAL

CRD#: 106052 / SEC#: 801-39816

RIA

Registered Investment Advisory firm - (4/8/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/7/2022)

Minnesota
(4/7/2022)

IAR

Minnesota
(4/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 50

Date: 9/22/2020

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/10/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 55

Date: 11/5/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/24/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 54

Date: 12/30/2020

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 53

Date: 8/8/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/22/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SPEECE THORSON CAPITAL GROUP INC

SPEECE THORSON CAPITAL GROUP INC | ST CAPITAL

CRD#: 106052 / SEC#: 801-39816

RIA

Registered Investment Advisory firm - (4/8/1992 Approved)

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Contact information

Main Address

601 Carlson Parkway Suite 850, Minnetonka, MN 55305-5231

Mailing Address

Phone number

(612) 338-4649

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 JANUARY 30, 2025 (2/5/2025)

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 522,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason W. Roeske

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason William Roeske's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPEECE THORSON CAPITAL GROUP INC

OAKWOOD CAPITAL SECURITIES, INC.

EHLERS

LAKE STREET CAPITAL MARKETS, LLC

LOCORR DISTRIBUTORS, LLC

WELSH SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

HAYNE, MILLER FINANCIAL, INC.

Primary Firm SEC Registration

SPEECE THORSON CAPITAL GROUP INC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2012

Series 65

Date: 8/2/1996

Series 63

Date: 4/2/1992

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 50

Date: 9/22/2020

SIE

Date: 10/1/2018

Series 31

Date: 12/10/2010

Series 55

Date: 11/5/2001

Series 7

Date: 3/24/1992

Series 14

Date: 1/2/2023

Series 54

Date: 12/30/2020

Series 53

Date: 8/8/2008

Series 4

Date: 6/22/1995

Series 24

Date: 4/24/1995

FINRA

Current Firm

SPEECE THORSON CAPITAL GROUP INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPEECE THORSON CAPITAL GROUP INC

TRUST BUT VERIFY

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