Robert A. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert A Andrews, who also goes by Robert Anthony Andrews Sr, Robert Anthony Andrews, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - December 31, 2014
STRATEGIC ADVISERS LLC
January 28, 2009 - February 5, 2015
FIDELITY BROKERAGE SERVICES LLC
August 20, 2008 - December 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2008 - December 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2007 - March 10, 2008
MERRIMAC CORPORATE SECURITIES, INC.
April 6, 2006 - December 4, 2006
TD AMERITRADE, INC.
February 20, 2004 - October 1, 2004
SCOTTRADE, INC.
September 15, 2003 - November 19, 2003
TD AMERITRADE, INC.
August 7, 2002 - November 19, 2003
TD AMERITRADE, INC.
November 29, 1993 - July 5, 2001
CHARLES SCHWAB & CO., INC.
August 12, 1992 - March 25, 1993
A. G. EDWARDS & SONS, INC.
April 10, 1992 - July 14, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/10/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
