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Lyndell Franklin Parks

CRD# 2216577·Registered 1992 - 1996
Barred: Lyndell Franklin Parks was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Lyndell Franklin Parks was a registered financial advisor. Lyndell was a previously registered financial professional and started their career in finance 1992 - 1996. Lyndell had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BROWNSTONE CAPITAL CORP.·CRD# 14055
BD
New York, NY
December 18, 1992 - August 13, 1996
INVESTMENT PLANNERS, INC.·CRD# 18557
BD
Decatur, IL
March 2, 1992 - December 14, 1992

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Current Firm

BC
BROWNSTONE CAPITAL CORP.

BROWNSTONE CAPITAL CORP. | CTS & ASSOCIATES, INC. | CTS & ASSOCIATES INC.

CRD#: 14055 / SEC#: 8-29349
BD
Revoked by SEC on 02/13/2004

Contact Information

Established

Illinois since 06/10/1981

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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