Larry Don Gill | Financial Professional | Shawnee, Oklahoma

Professional summary

Larry Don Gill is a registered financial advisor currently at SOWELL MANAGEMENT located in Shawnee, Oklahoma.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Larry has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) July 2017; Shawnee Tubing Real Estate, LLC, Shawnee, OK; Non Investment Related; Board Member Of Non Public Entity; devote 1 hr/month during non market hours. 2) April 2017; Shawnee Tubing Solutions, LLC, Shawnee, OK; Non Investment Related; manufacturing; acquired by takeover, no ownership, no activity, passive investor; devote no time. 3) Feb 2014; Expert Witness, Shawnee, OK; Non Investment Related; Expert witness; providing info and testimony relating to the sale of allianz fixed income annuities that replaced New York Life VA In Lawsuit Against Allianz; devote less than 1 hr/mo during market hours. 4) June 2015; rental house; non investment related; purchase and rental of a house; home owner; landlord; devote 1 hr/mo during non market hours. 5) Aug 2015; Shawnee Masonic Property LLC Wwt Investments LLC & Tid Central Management Services LLC, Shawnee, OK; interim building overseer; oversee needs of a 6 story office building and tenants; devote 21.5 hrs/mo, 4 hrs/mo during market hours. 6) Oklahoma Insurance License; investment-related; Shawnee, OK; Licensed Insurance Producer with lines of authority for property, casualty, life, health, variable life and annuities; starting 01/1985; sale of insurance policies and products receiving a commission. 7) Clinton Wealth Management, LLC; 1011 24th Ave. NW, Norman, OK 73069; investment-related; insurance agent & financial advisor; starting 11/2019; DBA used to provide and market insurance and financial services. Investment advisory services offered through Sowell Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Don Gill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

SOWELL MANAGEMENT

Office #1: 23 East 9th Street Suite 221, Shawnee, OK 74801

BD

CRD#: 11761

FAIRFIELD, IA

Past

May 30, 1996 - September 5, 1996

PATTERSON ICENOGLE, INC.

BD

CRD#: 15652

Past

February 28, 1994 - February 9, 1996

NYLIFE SECURITIES LLC

BD

CRD#: 5167

NEW YORK, NY

Past

April 19, 1985 - May 20, 1986

METRO SECURITIES, INC.

BD

CRD#: 10260

Past

March 8, 1977 - July 15, 1985

OLD SLIP CAPITAL MANAGEMENT, INC.

BD

CRD#: 7360

Past

October 14, 1975 - March 8, 1977

CNA INVESTOR SERVICES, INC.

BD

CRD#: 163

Past

August 5, 1971 - October 10, 1975

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SM

SOWELL MANAGEMENT

CRD#: 127145 / SEC#: 801-63991

RIA

Registered Investment Advisory firm - (5/27/2005 Approved)

Arkansas

Registered Investment Advisory firm - (3/1/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Registered Representative Examination

Current Firm

SM

SOWELL MANAGEMENT

CRD#: 127145 / SEC#: 801-63991

RIA

Registered Investment Advisory firm - (5/27/2005 Approved)

Arkansas

Registered Investment Advisory firm - (3/1/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5320 Northshore Drive, North Little Rock, AR 72118

Mailing Address

Phone number

(501) 219-2434

Established

Firm type

Fiscal year end

# of Employees

146

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOWELL FORM ADV PART 2A BROCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	13,257
AUM (Assets Under Management)	$ 4,230,990,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry D. Gill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Don Gill's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

SOWELL MANAGEMENT

M. S. HOWELLS & CO.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ENERIC FINANCIAL SERVICES, INC.

PATTERSON ICENOGLE, INC.

NYLIFE SECURITIES LLC

METRO SECURITIES, INC.

OLD SLIP CAPITAL MANAGEMENT, INC.

CNA INVESTOR SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

SOWELL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/1998

Series 63

Date: 1/26/1994

SIE

Date: 10/1/2018

Series 62

Date: 11/15/2016

Series 6

Date: 2/25/1994

Series 1

Date: 8/2/1971

Current Firm

SOWELL MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOWELL MANAGEMENT

TRUST BUT VERIFY

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