Russell D. Ehrens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell David Ehrens was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1992. Russell had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2000 - January 3, 2002
DONALD & CO. SECURITIES INC.
November 5, 1999 - December 9, 1999
INSTITUTIONAL EQUITY CORPORATION
May 7, 1999 - November 1, 1999
STOCKTON EQUITIES GROUP
September 23, 1996 - January 12, 1998
MORGAN GRANT CAPITAL CORP.
October 17, 1995 - May 17, 1996
AMERICORP SECURITIES, INC.
October 13, 1994 - August 24, 1995
ROYCE INVESTMENT GROUP, INC.
August 6, 1994 - November 3, 1994
DUKE & CO., INC.
June 16, 1992 - August 4, 1994
STRATTON OAKMONT INC.
May 26, 1992 - July 31, 1992
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DONALD & CO. SECURITIES INC.
CRD#: 7776 / SEC#: , 8-20952
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Civil Event | 2 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
