Dwayne W. Sorobey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwayne William Sorobey was a registered financial professional .
Dwayne is a previously registered financial professional and started their career in finance in 1992. Dwayne had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2024 - December 5, 2025
CRAFT CAPITAL MANAGEMENT LLC
May 10, 2021 - December 10, 2024
WEILD & CO.
January 15, 1993 - September 29, 1994
MORGAN STANLEY DW INC.
March 6, 1992 - August 4, 1992
BURNETT, GREY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/8/2021
General Securities Representative ExaminationCurrent Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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