Leslie Hunnicutt-kimmelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Hunnicutt-kimmelman, who also goes by Leslie Hunnicutt, Leslie Carol Sousa, Leslie H Sousa, Leslie Hunnicutt Sousa, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1992. Leslie had worked at 7 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2013 - May 19, 2014
THE INVESTMENT CENTER, INC.
January 25, 2010 - July 15, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 1, 1998 - January 14, 2010
COREBRIDGE CAPITAL SERVICES, INC.
June 14, 1994 - September 5, 1996
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 18, 1993 - April 5, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 27, 1992 - August 6, 1992
F & G SECURITIES, INC.
March 6, 1992 - June 9, 1992
USF&G INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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