Brett S. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Steven Newman was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1994. Brett had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2004 - December 31, 2004
GREENWICH FINANCIAL GROUP, LLC
September 3, 2002 - December 31, 2016
L.M. KOHN & COMPANY
January 16, 2001 - August 27, 2002
WHITE MOUNTAIN CAPITAL, LLC
September 14, 2000 - December 20, 2000
1ST GLOBAL CAPITAL CORP.
January 20, 1998 - October 6, 2000
LADENBURG THALMANN & CO. INC.
January 3, 1998 - January 30, 1998
THE CAMELOT GROUP, INC.
August 19, 1997 - January 26, 1998
DANALLEN INVESTMENT GROUP INC.
July 1, 1996 - August 18, 1997
FAIRCHILD FINANCIAL GROUP, INC.
March 19, 1996 - July 2, 1996
A. R. BARON & CO., INC.
December 13, 1994 - April 21, 1995
R.J. KROSS ASSOC. LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
