Juerg S. Ciceri

JC FINANCIAL PLANNING & INVESTMENTS

LONG BEACH, CA

Some features on this profile are disabled

CRD#: 2216052

Professional summary

Juerg Stephan Ciceri, CFP®, who also goes by George Ciceri, is a registered financial advisor currently at JC FINANCIAL PLANNING & INVESTMENTS, LLC located in Long Beach, California.

Juerg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Juerg has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Ciceri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER AND GENERAL PARTNER OF SWISS INVESTMENT HOLDING COMPANY "GOLDEN STATE HOLDING GMBH", GOTTHARDSTRASSE 20, CH-6304 ZUG, SWITZERLAND. US TAXPAYER ID 98-0494570;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juerg Stephan Ciceri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 20, 2007 - Present

JC FINANCIAL PLANNING & INVESTMENTS, LLC

RIA

CRD#: 142703

LONG BEACH, CA

Past

January 2, 1997 - May 7, 1998

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 8, 1992 - January 3, 1997

SWISS AMERICAN SECURITIES INC.

CRD#: 7973

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/20/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/4/1992

General Securities Representative Examination

Current Firm

JC FINANCIAL PLANNING & INVESTMENTS, LLC

CRD#: 142703 / SEC#:

California

Registered Investment Advisory firm - (3/20/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Long Beach, CA

Mailing Address

Phone number

(562) 743-6031

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 55,802,540

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Juerg S. Ciceri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juerg Stephan Ciceri's CRS (Customer Relationship Summary).

Certified licenses

Experience

JC FINANCIAL PLANNING & INVESTMENTS, LLC

CREDIT SUISSE SECURITIES (USA) LLC

SWISS AMERICAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/11/1993

Series 7

Date: 6/4/1992

Current Firm

JC FINANCIAL PLANNING & INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JC FINANCIAL PLANNING & INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors