Michael Hiatt

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CRD#: 2215892

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Hiatt, who also goes by Michael Hiatt, Michael G Hiatt, Michael Gary Hiatt, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 8 exams.

Aliases

Michael Hiatt | Michael G Hiatt | Michael Gary Hiatt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Vector Solutions, not investment related, 09/2020 To Present, Sales Representative, Tampa, Fl, nature of business: Sales Of Software As Solution aka SAAS Products To architect, engineers And contractors which is not investment related. Devoted 160-200 hours per month, 160-200 hours per month during securities trading hours. Michael Hiatt, Self-Owner, not investment related, 03/1970 To Present, Brandon, Fl, nature of business: Outsourced Services, Devoted 2 hours per month average, 2 hours per month during securities trading hours. Description: Outsourced Services.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 7, 2022 - July 30, 2025

PFS INVESTMENTS INC.

RIA

CRD#: 10111

BRANDON, FL

Past

May 27, 2022 - July 30, 2025

PFS INVESTMENTS INC.

CRD#: 10111

BRANDON, FL

Past

October 12, 2019 - August 14, 2020

ONEAMERICA SECURITIES, INC.

CRD#: 4173

TAMPA, FL

Past

October 11, 2019 - August 14, 2020

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

TAMPA, FL

Past

September 5, 2013 - December 31, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

BRANDON, FL

Past

September 5, 2013 - December 31, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

BRANDON, FL

Past

June 9, 2010 - September 6, 2013

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

BRANDON, FL

Past

May 27, 2010 - September 6, 2013

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

BRANDON, FL

Past

August 27, 2009 - June 2, 2010

LPL FINANCIAL LLC

CRD#: 6413

TAMPA, FL

Past

November 30, 2006 - June 25, 2010

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

TAMPA, FL

Past

July 18, 2006 - November 28, 2006

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

TAMPA, FL

Past

July 17, 2006 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

TAMPA, FL

Past

October 7, 2004 - July 20, 2006

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

ST. PETERSBURG, FL

Past

June 17, 2004 - July 23, 2004

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

TAMPA, FL

Past

June 15, 2004 - July 23, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

March 9, 2004 - June 28, 2004

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

VALRICO, FL

Past

February 27, 2004 - June 28, 2004

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

CHARLOTTE, NC

Past

September 6, 2003 - December 1, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

September 1, 2003 - December 1, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 11, 1994 - September 5, 2002

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

March 11, 1993 - August 6, 1993

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

LAKELAND, FL

Past

June 1, 1992 - October 27, 1992

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 2/22/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 5/29/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 7/21/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Status Unavailable

Passed: 1/3/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1 Primerica Parkway, Duluth, GA 30099-0001

Mailing Address

1 Primerica Parkway, Duluth, GA 30099-0001

Phone number

(770) 381-1000

Established

Georgia since 07/07/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,992

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM (3/20/2026)

Direct owners and executive officers

Name	Position	CRD#
PRIMERICA FINANCE CORPORATION	DIRECT OWNER
COLEY, DASIA DEBORAH	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	6760291
JENDUSA, NICHOLAS ADAM	EXECUTIVE VICE PRESIDENT	6037365
LESUTIS, MICHAEL	SENIOR VICE PRESIDENT & CHIEF COUNSEL	4751250
MILLER, DEBORAH LYNN	EXECUTIVE VICE PRESIDENT	3036949
NEMETZ, WILLIAM JAMES	DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	4589878
RIVET, LORI ALLISON	EXECUTIVE VICE PRESIDENT	4496273
SUKIN, KAREN LYNN	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	6292138
SUTTON, MISTY MICHELLE	PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER	4835553
WEIGLE, BRIAN STEVEN	DIRECTOR AND EXECUTIVE VICE PRESIDENT	4131816
WELLS, MICHAEL KURT	EXECUTIVE VICE PRESIDENT & TREASURER	5999501
WOODRING, DANIEL AARON	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4028705

Regulatory assets under management

Total Number of Accounts	89,813
AUM (Assets Under Management)	$ 15,536,099,534

Disclosures

Regulatory Event	23
Arbitration	2
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/14/2026	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Hiatt

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PFS INVESTMENTS INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE, INC.

ALLEN & COMPANY OF FLORIDA, LLC

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 2/22/2002

Series 63

Passed: 6/19/1992

SIE

Passed: 12/31/2017

Series 7

Passed: 5/29/1992

Series 24

Passed: 7/21/2004

Series 8

Passed: 1/3/1996

Current Firm

PFS INVESTMENTS INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PFS INVESTMENTS INC.

TRUST BUT VERIFY

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