DR
Damon L. Rawie
ADVANTAGE CAPITAL
AUSTIN, TX 78746
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CRD#: 2215876
DR
Professional summary
Damon Laird Rawie is a registered financial advisor currently at ADVANTAGE CAPITAL located in Austin, Texas.
Damon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Damon has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS 1:
SELLTIS, LLC - 4030 LONESOME RD., SUITE B, MANDEVILLE, LA 70448
NOT INVESTMENT RELATED. SALESFORCE AUTOMATION SOFTWARE.
BOARD MEMBER (SEPT. 2001-PRESENT)
3 HOURS PER MONTH (75% DURING TRADING HOURS)
BUSINESS 2:
TURBOSQUID, INC. - 935 GRAVIER ST., NEW ORLEANS, LA 70112
NOT INVESTMENT RELATED. MARKETPLACE FOR DIGITAL ASSETS.
BOARD MEMBER (APRIL 2001-PRESENT)
20 HOURS PER MONTH (75% DURING TRADING HOURS)
BUSINESS 3:
CARINGO, INC., 6801 N. CAPITAL OF TEXAS HWY. B2, #200, AUSTIN, TX 78731
NOT INVESTMENT RELATED. SOFTWARE STORAGE COMPANY.
BOARD MEMBER (JULY 2014-PRESENT)
12 HOURS PER MONTH (75% DURING TRADING HOURS)
BUSINESS 4:
ENERSCIENCES HOLDING, LLC - 600 CONGRESS AVE., SUITE 300, AUSTIN, TX 78701
NOT INVESTMENT RELATED. ENERGY TECHNOLOGY HOLDING COMPANY.
BOARD MEMBER (AUGUST 2012-February 2018)
1 HOUR PER MONTH (75% DURING TRADING HOURS)
BUSINESS 5:
TAS ENVIRONMENTAL SERVICES, LP - 3929 E. CALIFORNIA PKWY., FORT WORTH, TX 76119
NOT INVESTMENT RELATED. EMERGENCY RESPONSE CLEAN-UP.
BOARD MEMBER (AUG. 2012-PRESENT)
12 HOURS PER MONTH (75% DURING TRADING HOURS)
BUSINESS 6:
TRAXO, INC., 211 NORTH ERVAY, DALLAS, TX 75202
NOT INVESTMENT RELATED. TRAVEL SOFTWARE TECHNOLOGIES.
BOARD MEMBER (AUG. 2013-PRESENT)
15 HOURS PER MONTH (75% DURING TRADING HOURS)
CRS (Client Relationship Summary) - RIA
Click below to view Damon Laird Rawie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2014 - Present
ADVANTAGE CAPITAL
Office #1: 900 S. Capital Of Texas Highway Las Cimas Building 4, Suite 480, Austin, TX 78746RIA
CRD#: 171365
AUSTIN, TX
Past
February 19, 1993 - March 22, 1995
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
August 10, 1992 - January 26, 1993
NEUBERGER BERMAN MANAGEMENT LLC
BD
CRD#: 5493
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVANTAGE CAPITAL
AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL
CRD#: 171365 / SEC#: 801-80355
RIA
Registered Investment Advisory firm - (9/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/23/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
ADVANTAGE CAPITAL
AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL
CRD#: 171365 / SEC#: 801-80355
RIA
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Contact information
Main Address
909 Poydras Street Suite 2230, New Orleans, LA 70112-4003
Mailing Address
Phone number
(504) 522-4850
Established
Firm type
Fiscal year end
# of Employees
215
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 789,906,562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
